James Brody, Esq. Now Owner Of New, National Compliance, Litigation Law Firm – NMP Skip to main content

James Brody, Esq. Now Owner Of New, National Compliance, Litigation Law Firm

May 19, 2025
Legal Proceedings-New Law Firm Launched

JW Brody | Compliance & Litigation to serve IMBs, mortgage brokers, depositories, credit unions, and fintechs

James Brody, Esq., is blazing his own trail and has begun a new position as owner of the freshly launched JW Brody | Compliance & Litigation. 

Prior to this, Brody was senior partner at Garris Horn LLP, a national law firm focused on compliance, litigation, and transactional matters for entities in the financial services, mortgage, and real estate industries. 

James Brody, Esq., owner of JW Brody | Compliance & Litigation
James Brody, Esq., owner of JW Brody |
Compliance & Litigation

“After more than two decades in the legal trenches of mortgage banking, advising and defending some of the most prominent institutions in the industry, I’m proud to share the launch of a national law firm designed to meet today’s mortgage market with clarity, precision, and purpose,” Brody said in a post this past weekend on LinkedIn

The new law firm is being launched, Brody noted, with a team of seven attorneys working under his direction — with each bringing experience in litigation, regulatory compliance, licensing, fraud recovery, employment litigation, mergers and acquisitions, audit defense, fintech, in-house general counsel and chief compliance counsel experience, repurchase defense, and more. 

“These professionals have earned their stripes handling complex matters during boom, bust, and everything in between,” Brody emphasized. 

He also pointed out that over the years, he’s managed to build not only strategic partnerships but “genuine friendships across this industry.” 

“Friendship isn’t just an empty word. It’s the difference-maker,” Brody contended. “It’s those relationships — grounded in trust, loyalty, and shared values — that have given me the confidence to take this leap.”

With a formal LLP designation to come, JW Brody | Compliance & Litigation “will proceed at full speed as a sole proprietorship.” 

According to Brody, “the docket is full” already, and the mission will be to provide impactful, results-driven counsel to independent mortgage bankers (IMBs), depositories, credit unions, mortgage brokers, and fintechs.

About the author
Published
May 19, 2025
Argyle Promotes Hardesty To CRO, Esquibel To Mortgage VP

John Hardesty and Daniel Esquibel take on broader roles amid growth across the verification provider’s markets

Aug 05, 2026
Atlantic Coast Mortgage Names Keith Cross SVP Of Builder Relations

Former Beazer Homes executive will focus on builder partnerships and business development support for Atlantic Coast Mortgage’s loan originators

Aug 04, 2026
Better Founder Vishal Garg Exits CEO Role; Daniel Lewis Named Interim CEO

Company pivots toward partner-led distribution and expects annualized cost reductions to exceed $45 million by year-end

Aug 03, 2026
FirstFunding Founder Jim Dunkerley To Retire After 23 Years

Dunkerley founded the warehouse lender in 2003 and guided the company through its 2018 acquisition by First American

Jul 30, 2026
EPM Brings Back David Abrahamson As Chief Risk Officer

The mortgage industry veteran previously spent a decade helping guide the wholesale lender’s growth

Jul 28, 2026
Informative Research Promotes Ajay Trilokeshwaran To CTO

The technology veteran will oversee product execution, platform development, engineering, infrastructure, and cloud strategy

Jul 22, 2026